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FORM 1-FR-FCM INSTRUCTIONS ii FORM 1-FR-FCM INSTRUCTIONS Segregation Statement - Dealer Options Accounts 11-1 Secured Amounts Statement - Foreign Commodity Exchanges 12-1 ... http://www.cftc.gov/stellent/groups/public/@iointermediaries/documents/file/1fr-fcminstructions.pdf202) 418-5085 Office of External Affairs Related Documents Final rules Form 1-FR-FCM Instructions Review of SRO Risk-Based Capital Requirements http://www.cftc.gov/opa/press04/opa5004-04.htmSee http://www.cftc. gov/files/tm/tminstructionsmanualfinalseptember2004.pdf for 1-FR-FCM instructions. @@ Not required for FCMs doing business on a fully disclosed basis * An FCM ... http://www.nfa.futures.org/compliance/FCMReporting.pdfThe Form 1-FR-FCM Instructions Manual further provides that the applicable capital charge is twenty percent unless such uncovered net foreign currency balances are in euros ... http://a257.g.akamaitech.net/7/257/2422/01jan20051800/edocket.access.gpo.gov/2005/05-20258.htmFurther, the CFTC has updated the 1-FR-FCM Instruction Manual, also available on the CFTC?s Web Site, for these rule amendments. If you have any questions, please consult ... http://www.wjammer.com/jac/jacUpdates/jac0404.docThe required software for 1-FR-FCM, FOCUS II and FOCUS IIA filers is WinJammer version ... NFA will distribute information about the software with instructions after receiving a ... http://www.nfa.futures.org/compliance/winjammer.asp ... 25\ ----- \24\ See 70 FR 58993. \25\ An electronic copy of the ``Instructions for Form 1-FR- FCM'' is ... http://a257.g.akamaitech.net/7/257/2422/01jan20061800/edocket.access.gpo.gov/2006/06-982.htmFinal Rule: Customer Margin Rules Relating to Security Futures COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB71 SECURITIES AND EXCHANGE COMMISSION http://www.sec.gov/rules/final/34-46292.htmRefer to pages 7-11 through 7-12 of the Form 1-FR-FCM Instructions for more information regarding how to compute the net capital requirement. Excess Net Capital: This is the amount ... http://baomengda.spaces.live.com/blog/cns!B3261BD9DF33507!1459.entry ... Section 4d(2) of the Act and Rules 1.25-1.29. 7 Rule 1.32. 8 A more detailed presentation concerning these protections can be found in Chapter 12 of the Form 1-FR-FCM instructions. 9 The ... http://bulk.resource.org/gpo.gov/register/1998/1998_2189.pdf ... with the instructions thereto. (ii) Applicants for registration as a futures commission merchant or introducing broker must accompany their Form 7?R with a Form 1-FR-FCM or Form 1 ... http://ecfr.gpoaccess.gov/cgi/t/text/text-idx?c=ecfr;rgn=div8;view=text;node=17%3A1.0.1.1.3.1.7.6;idno=17;cc=ecfr ... satisfy any requirement in this part that it file a Form 1-FR, must file a Form 1-FR-FCM ... assigned Personal Identification Number, and otherwise in accordance with instructions ... http://ecfr.gpoaccess.gov/cgi/t/text/text-idx?c=ecfr&rgn=div8&view=text&node=17:1.0.1.1.1.0.2.5&idno=17 ... with the instructions thereto. (ii) Applicants for registration as a futures commission merchant or introducing broker must accompany their Form 7-R with a Form 1-FR-FCM or ... http://edocket.access.gpo.gov/cfr_2003/aprqtr/17cfr3.10.htm ... and Forms Pertaining to the Financial Integrity of the Marketplace FORMS: 1-FR-FCM 1 ... 000 HOURS:300 COSTS(000):$0 Section 80.868 Card of Instructions FORMS: http://www.whitehouse.gov/omb/library/OMBINVI.html ... As the Commission notes, the proposed amendments are consistent with the SEC's capital charges for these currencies as well as the Instructions Manual for the Form 1-FR-FCM. ... http://www.futuresindustry.org/downloads/CommentCSERules112805.pdf ... with applicable Laws. "Related Documents"means any Contracts, documents or instructions to ... required to be segregated by the Company as determined from line 6 of CFTC Form 1 -FR-FCM ... http://bankrupt.com/misc/refco_manfinancialagreement.pdfFund withdrawal instructions may be provided to E-FX via the trading platform or by ... The firm's latest form 1-FR-FCM reported that, as of October 31, 2007, the firm's total ... http://www.fxfisherman.com/forums/forex-metatrader/brokers-platforms/1926-nfa-forex-dealer-dead-pool-12.htmlFund withdrawal instructions may be provided to E-FX via the trading platform or by ... The firm's latest form 1-FR-FCM reported that, as of October 31, 2007, the firm's total ... http://www.piptrader.com/forum/forum_posts.asp?TID=1051&PID=3873The CFTC Instructions to its Form 1-FR-FCM Segregation Statement (Pages 10-2 and 10-3) (Tab 3) provide as follows: "If a customer has one or more regulated commodity accounts, an ... http://www.futuresindustry.org/downloads/FIAAmicusBrief_0106.pdf ... and Forms Pertaining to Financial Integrity of the Market Place FORMS: 1-FR-FCM ... 03/31/2008 RESPS:25 HOURS:25 COSTS(000):$0 Forms and Instructions ... http://www.whitehouse.gov/omb/library/OMBINV.INDEPENDENT.htmlProposed Form 17-H contained general instructions for use in reporting information and ... and reporting requirements if it maintains and files copies of Forms 1 FR-FCM or 1 FR-IB ... http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=1680 ... organization to request or receive any information relative to its members' financial condition. 24 See 70 FR 58993. 25 An electronic copy of the ''Instructions for Form 1-FR-FCM'' is ... http://bulk.resource.org/gpo.gov/register/2006/2006_5591.pdf ... on Sunday, November 27, 2005, Sellers shall update the components of the Form 1-FR-FCM ... On or before the second (2 nd) business day following receipt of joint instructions from the ... http://bankrupt.com/misc/PartiesSettlementAgreement.pdfNFA Forex Dealer Dead Pool Printed From: PiPTrader Category: General Discussion Forum Name: Generally Speaking... Forum Discription: Share thoughts with your ... http://www.piptrader.com/forum/printer_friendly_posts.asp?TID=1051UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 http://forbes.brand.edgar-online.com/fetchFilingFrameset.aspx?dcn=0001193125-08-156740&Type=HTMLForums (http://www.elitetrader.com/vb/index.php) - Forex Brokers (http://www.elitetrader.com/vb/forumdisplay.php?forumid=47)-- Proposed NFA Capital Requirement (http://www ... http://www.elitetrader.com/vb/printthread.php?threadid=97890This is topic NFA Forex Dealer Dead Pool in forum Currency Trading at OANDA FXMessage Forex Forum. To visit this topic, use this URL: http://www2.oanda.com/cgi-bin/msgboard ... http://www2.oanda.com/cgi-bin/msgboard/ultimatebb.cgi?ubb=print_topic;f=8;t=000519Refer to pages 7-11 through 7-12 of the Form 1-FR-FCM Instructions for more information regarding how to compute the net capital requirement. Excess Net Capital: This is the amount ... http://baomengda.spaces.live.com/The instructions to the Form 1-FR-FCM provide that in order to be considered as current assets for capital purposes, offshore deposits of proprietary funds must be held in a major ... http://www.sharetrader.co.nz/showthread.php?t=295&page=3For information on Instructions for Filing Fees [Release Nos. 33-6947; 34-30954; 35-25589; 39-2286; IC-18864; File No. S7-24-92] contact: Jessica L. http://finra.complinet.com/en/display/display_viewall.html?rbid=2403&element_id=1651&record_id=1892
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